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Meyer Wilson Werning investigates UBS advisor over alleged 99 Acquisition Group sales
GlobeNewswire Inc.·
Meyer Wilson Werning is investigating allegations that financial advisor Daniel Merithew Allen at UBS Financial Services recommended an unapproved outside investment (99 Acquisition Group LLC) to clients, potentially constituting a FINRA violation known as 'selling away.' The company dissolved in September 2024 after failing to complete a planned business combination.
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