Equus Receives Notice of Non-Compliance with New York Stock Exchange Share Price Rule

Equus Total Return, Inc. (NYSE: EQS) received a deficiency notice from the NYSE on October 6, 2026, for failing to maintain the minimum average closing price of $1.00 over a 30 trading-day period. The company has six months to regain compliance and is considering options including a reverse stock split. The notice does not currently affect listing or trading of the stock.